Chief Compliance Officer

Reputable Asset Mgt firm seeks inspirational leader. Pivotal role to partner with the business to provide strategic compliance advice in SA and African markets. Great career opportunity.

Main Responsibilities

• Be instrumental in formulating and implementing integrated compliance strategy.
• Keep in mind global regulatory trends and accommodate nuances in different markets.
• Translate regulatory requirements into practical action plans.
• Ensure the business remains compliant with relevant statutory requirements.
• Engage with key stakeholders internally and externally.
• Represent the business in Board and Exco meetings, Regulatory and Industry Body meetings.
• Lead compliance professionals to ensure strategic imperatives are implemented.
• Ensure that compliance monitoring is approved and implemented accordingly.
• Roll out regular compliance training programmes.
• Identify and address potential compliance risks locally and globally.
• Provide reports to regulatory authorities and internal governance in a timely manner.
• Support the business on complex compliance matters relating to the strategy.
• Play pivotal role in ensuring that the business is Compliance centric.

Qualifications and Experience:

• Masters or relevant degree
• CPSA (Compliance Practitioner). Cat 2, 2A and 3
• 10 to 15 years Compliance Mgt exp in Asset Mgt / Investments.
• Strong Staff Mgt and Leadership qualities.

Should you be interested in the opportunity:

• Please submit your CV online. You will be directed to our database, Ditto.
• For queries, please contact Bev at SET on 082 495 8595.
• Looking forward to hearing from you.