Job title: Risk-Management and Compliance Monitoring
Employment type: Full Time
Experience: 8 to 12 years
Salary: Negotiable
Job published: 11 September 2020
Job reference no: 2598272880

Job Description

Risk Mgt and Compliance MonitoringHighly reputable bank seeks professional Regulatory Risk and Compliance Manager, to support their Wealth & Investment business. Pivotal role to engage with Senior stakeholders as an Expert / Advisor. Exciting and important career opportunity.

Main Duties:

  • Set the Compliance and Regulatory standard within business.
  • Provide guidance and awareness of policies, standard and processes.
  • Conduct regular Monitoring to ensure that business adheres.
  • Automate the Compliance monitoring function, in line with Digital strategy.
  • Key role to provide expect advice on the legal, risk and compliance factors to the business.
  • Advise Client facing and Sales teams in Wealth & Investment space.
  • Support the onboarding process of new FAIS employees.
  • Other key responsibilities to be discussed at interview.

Qualifications and Experience:

  • FAIS Qualified with RE5 (RE1 an advantage)
  • Degree in Law or Commerce (Compliance or Risk)
  • Strong Compliance Regulatory Risk exp in FS / banking (Investments, Private clients or CIB)
  • Equity Appointment.

Should you be interested in the role:

  • Please apply Online
  • Should you have any queries, please contact Bev from SET on 082 495 8595